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Academic Committee

Huang Hui


Robin Hui Huang

Contact

Address Law School of the Chinese University of Hong Kong, Shatin, New Territories, Hong Kong

Tel    +852 3943 1805 (office); +852 6697 7021(mobile); 13715313078(China mainland)

Email  robinhuang@cuhk.edu.hk or huanghui93@tsinghua.org.cn

 

Work Experience

Lecturer Professor (highest title), Law School of the Chinese University of Hong Kong, 08/2022-present

Senior Professor (tenure), Law School of the Chinese University of Hong Kong, 08/2018-07/2022

Professor (tenure) Law School of the Chinese University of Hong Kong, 08/2014-07/2018

Associate Professor (tenure), School of Law, The Chinese University of Hong Kong; Dual Associate Professor, University of New South Wales School of Law, Sydney, Australia, 01/2010-07/2014

Senior Lecturer University of New South Wales School of Law, Sydney, Australia, 07/2008 - 12/2009

Lecturer, School of Law, University of New South Wales, Sydney, Australia, 07/2005 - 06/2008

 

 

Education

PhD, University of New South Wales, Sydney, Australia, 3/2002- 7/2005

LLM, Tsinghua University, Beijing, China, 9/1999- 12/2001

LLB, Tsinghua University, Beijing, China, 9/1996- 7/1999

B.M.E., Tsinghua University, Beijing, China, 9/1993- 7/1998

 

Awards & Honors

Teaching Excellence Award, CUHK LAW, 2021

Research Excellence Award, CUHK, 2011 & 2020

High Impact in Legal Scholarship Award(Inaugural), CUHK, 2015

Young Researcher Excellence Award, CUHK, 2012

Prize for Best Conference Paper,  Australian Corporate Law Teachers Association Conference, 2005

Li Ka Shing Visiting Professor, McGill University

Senior Grotius Research Scholar, Michigan University Law School

 

Overall

Huang Hui, Bachelor of Engineering, Bachelor of Law, Master of Law, Tsinghua University, and Doctor of Law, University of New South Wales, Australia. Chair Professor of the Law School of the Chinese University of Hong Kong (the highest professional title of the school, the first and only professor of this level with Chinese background in the law school), doctoral supervisor; He once served as Assistant Dean, Acting Dean and Director of the Research Center for Financial Regulation and Economic Development. He once taught at the University of New South Wales, Australia, and is still a part-time professor of the university (the first Chinese among the formal teachers of the law schools of the 'eight famous universities' in Australia). He was selected as a national distinguished expert of the "Thousand Talents Plan" of the Organization Department of the CPC Central Committee. Independent non-executive director of Hong Kong CTS International Investment Co., Ltd., one of the "four Chinese funded" listed companies on the Hong Kong Stock Exchange.

 

He is also an expert consultant of the Bankruptcy and Restructuring Team of the World Bank's financial institutions and a project review expert of the Australian National Research Foundation Committee; Specially invited researcher of the Supreme People's Court of China and expert of the research base for ascertaining foreign laws, expert member of the Expert Advisory Committee of the Shanghai Financial Court; Expert consultant of the Hong Kong Securities Regulatory Commission, expert reviewer of the Hong Kong Academic and Professional Qualifications Accreditation Council, expert consultant of the Hong Kong Securities and Investment Institute, expert consultant of the Hong Kong Cyberport Authority; Senior visiting scholars from Harvard Law School, Columbia Law School, Oxford Law School and Cambridge Law School;

 

"Li Jiacheng", the visiting professor of McGill University Law School in Canada, the visiting professor of Tel Aviv University Law School in Israel, and the visiting professor of the National University of Singapore Law School; Grotius Senior Researcher, University of Michigan Law School, Senior Researcher, University of Melbourne Law School, Visiting Researcher, University of Toronto Law School, University of Frankfurt, etc; Distinguished professor of "Jingtian Scholar" of East China University of Political Science and Law, visiting professor of Jinan University, visiting professor of China University of Political Science and Law, Chongqing University, Jiangxi University of Finance and Economics, etc; Vice President of China Securities Law Research Association (Law Society to be approved); Specially invited expert of China Banking Law Research Association, standing director of China Commercial Law Research Association; Member of the Hong Kong Macao Basic Law Research Association; Arbitrators from Kuala Lumpur Arbitration Center, Shenzhen International Arbitration Court, Shanghai International Arbitration Center, Tianjin Arbitration Commission, Nanjing Arbitration Commission, etc; Member of the editorial board of internationally renowned professional journals such as Asian Journal of Comparative Law and Asian Journal of Law and Society.

 

The main research fields include company law, securities law, financial technology regulation, commercial dispute resolution, international investment, legal economics and empirical research. He has published more than 10 academic works and more than 120 Chinese and English papers (more than 20 SSCI papers) in famous publishing houses at home and abroad, such as Oxford University Press, Cambridge University Press, Kluwer Law International, Routledge, Ashgate, Edward Elgar, Peking University Press, Tsinghua University Press and Law Press, covering the United States, Britain, Australia, Canada, Germany Authoritative journals in Israel, Hong Kong, Chinese Mainland and other jurisdictions, such as American Journal of Comparative Law (three articles), Delaware Journal of Corporate Law (US), Journal of Corporate Law Studies (UK), Journal of Business Law (UK); University of New South Wales Law Journal (Australia), Banking and Finance Law Review (Canada), European Business Organization Law Review (Germany); Theoretical Inquiries in Law (Israel); Hong Kong Law Journal; As well as core legal journals such as Law Research (two), China Law, Chinese and Foreign Law (two), Tsinghua Law (three), Jurist, Modern Law (two), Law Review, Law (two), Comparative Law Research (three) and Global Law Review (two). It has great influence both internationally and domestically. The thesis was cited by the Supreme Court of Singapore, the United States Court of Justice of Delaware, the Southern District Court of New York, etc; It has repeatedly provided advisory services to regulatory agencies such as the US Securities Regulatory Commission and the Hong Kong Securities Regulatory Commission; Invited to hold lectures for the Standing Committee of the National People's Congress and the People's Bank of China; He has repeatedly provided expert opinions for domestic and foreign court litigation or arbitration cases; Invited to carry out research and think tank support for China Securities Regulatory Commission, Shenzhen Qianhai Free Trade Zone, Shanghai Financial Court, Shanghai Stock Exchange, etc; He was interviewed by many Chinese and foreign media, including CCTV Focus Interview, Caijing, Wall Street Journal, South China Morning Post, Securities Times, Reuters and Bloomberg.

 

 

Main research fields and academic contributions

1. Company Law Research

·It is the first time to conduct an empirical study on the system of disregard of corporate personality in China, which is an important mechanism for creditor protection, and compare it with foreign experience to reveal the factors affecting the effect of legal transplantation; Later, it made an empirical study on the system of shareholder derivative action in China. Relevant research was published in Legal Research, etc.

·An article was published in China Law Journal to explain the legitimacy of the highly controversial 2013 corporate capital system reform from the perspective of law and economics, emphasizing the overall reform spirit of "letting the market play a decisive role in resource allocation".

·In the context of the launch of a new round of state-owned enterprise reform in China, it is increasingly urgent to regulate the debt liability of parent and subsidiary companies in corporate groups, but China has no special provisions on this at present. In 2017, a paper was issued in the Chinese and Foreign Law Journal to conduct in-depth discussions on foreign relevant experience and its localization transplant, filling the research gap.

·He published the monograph Comparative Study of Modern Company Law - International Experience and Its Implications for China, which has a wide influence in China and has been adopted by many law schools as a textbook or reference for postgraduate comparative study of company law.

 

2. Securities Law Research

·He put forward the subjective judgment theory of traders to define market manipulation, which was cited by the Supreme Court of Singapore in the case of Monetary Authority of Singapore vs Tan Chong Koay and another [2010] SGHC 277;

·It has deeply studied issues such as asset management and the appropriateness obligations of financial institutions, and provided suggestions on the sales and management of financial products such as bank financing and insurance financing;

·Publish a series of articles on corporate acquisition and anti acquisition issues in first-class journals, including the Delaware Journal of Corporate Law, European Business Organization Law Review, etc;

·The monograph International Securities Market: Insider Trading Law in China (Kluwer Law International, 2006) is internationally considered as a representative work on China's insider trading issues, and was specifically discussed at the 2007 International Seminar on Insider Trading Law held in Washington, US;

·The monograph Securities and Capital Markets Law in China is the first and only monograph on the supervision of China's securities and capital markets published by Oxford University Press in the United Kingdom. Mr. Liang Dingbang, the former chairman of the Hong Kong Securities Regulatory Commission and the former chief adviser of the China Securities Regulatory Commission, highly praised the monograph and personally ordered it, believing that the book provides "a perfect prism for examining the regulatory mechanism of China's securities market", It has attracted great attention internationally. Three professors from the United States, Australia and Hong Kong wrote book reviews and gave them high praise. He was invited to Hong Kong Securities Regulatory Commission to give a series of lectures on the book.

 

3. Financial supervision

·Discussed the impact of the 2008 financial crisis on the financial regulatory systems of various countries and the future development trend, which attracted great attention internationally. He was invited to give a speech at the World Bank, and then was invited to be a member of the expert panel on the reorganization and bankruptcy of financial institutions of the World Bank; He also evaluated China's response to the 2008 global financial crisis, and elaborated on China's role in the global financial regulatory system and its position in the global financial regulatory system;

·Hui Huang and Dirk Schoenmaker, Institutional Structure of Financial Regulation: Fundamental Theories and International Experiences (Routledge, 2015), is the first book in the world dedicated to studying the structure of the financial supervision system. It has conducted in-depth discussions on the bimodal financial supervision model, which is increasingly becoming an international development trend. Mr. Shen Liantao, former vice chairman of the Financial Authority, believes that this book "should be a must read book for financial regulators and policy makers". On the occasion of the 10th anniversary of the 2008 Curriculum Vitae for Hui Huang 4 global financial crisis, the Bank for International Settlements issued its No. 8 policy report (Financial supervisory architecture: what has changed after the crisis?) in 2018, Reviewing the financial regulatory systems of various countries and looking forward to the future reform direction, the book was cited, and relevant views were adopted.

·On the Jurist, a series of reform measures of China's financial regulatory system since 2018, including the establishment of the Financial Stability and Development Commission and the Bank Insurance Regulatory Commission, were evaluated and the future development direction was pointed out.

·Internet finance (financial technology) is an important part of China's economic transformation and industrial upgrading, but there are also many problems, which need to improve the rule of law. He has published many articles in European Business Organization Law Review, Modern Law, Tsinghua Law and other core law journals at home and abroad; Published the world's first English monograph "Fintech Regulation in China: Principles, Policies and Practices" (Cambridge University Press, July 2021), attracted wide attention, and was invited by the Hong Kong Securities Regulatory Commission and the Cyberport Authority to hold lectures.

 

4. Commercial dispute resolution

·Mainly focused on the comparison and coordination of dispute resolution mechanisms such as commercial arbitration and court litigation, conducted in-depth research on the role of arbitration in financial dispute resolution mechanisms, and put forward suggestions on China's future use of alternative dispute resolution tools; For Hong Kong's mediation and arbitration established after the global financial crisis in 2008

The functional financial dispute resolution center mechanism is discussed, and the enlightenment for the mainland of China is pointed out;

·The empirical research on China's securities civil compensation litigation system has drawn great attention. The Securities Times, one of the three official securities newspapers in China, reported the main points of this article on its special page on December 13, 2014; The Supreme People's Court recently referred to this article when studying and revising the rules of action for civil compensation in securities. Relevant papers were published in authoritative journals such as Arbitration International, Australian Law Journal, American Journal of Comparative Law, etc.

 

5. In terms of international investment, it mainly focuses on investment policies and regulatory issues, studies the policy evolution and future development of China's use of foreign investment, and puts forward reform proposals for China's foreign investment laws; To study the supervision of M&A as an international investment channel in China; Discussed China's regulatory and legal issues on mergers and acquisitions of international enterprises, including the national security review mechanism. Relevant achievements were published in the Columbia Journal of Asia Law, Delaware Journal of Corporate Law, The International Layer and other important journals.

 

 

6. Finally, in terms of research methods, we should break through the traditional conceptual jurisprudence, use the current international cutting-edge empirical methods (including qualitative and quantitative sociological and economic tools, etc.) to study international commercial law issues, further explore the "law of practice" on the basis of "law on books", and then evaluate the legal effectiveness accordingly, and put forward improvement suggestions. This new methodology has greatly changed the face of legal research. Legal research is no longer the traditional "reading, thinking and writing" behind closed doors, but needs to leave the desk to observe the real world outside, use empirical data to shape and test theoretical views, and in turn guide legal practice. Empirical Research on the Personality Disregard System of China's Company Law (the first article in the first issue of Legal Research in 2012) is the first comprehensive and in-depth empirical research on commercial law issues in China. After its publication, it has aroused strong repercussions in China, creating and guiding a new direction for empirical research on law; In 2020, the Chinese and Foreign Law Journal published the System of Denial of Legal Personality in the Context of Chinese Company Groups: Empirical Research and Suggestions for Improvement, and further used statistical methods such as logistic regression analysis to study the system of denial of legal personality in the context of company groups, pushing empirical research to a new height.

 

 

Main research achievements

 

Journal Articles

·Robin Hui Huang et al, “Extraterritorial Jurisdiction of China’s New Securities Law: Policies, Problems and Proprosals” Journal of Corporate Law Studies (forthcoming)

·Robin Hui Huang, Christine Menglu Wang, “Fintech-Bank Partnership in China’s Credit Market: Models, Risks and Regulatory Responses” European Business Organization Law Review (forthcoming)

·Robin Hui Huang, Charles Chao Wang, Olivia Xin Zhang, “The Development and Regulation of Robo-advisors in Hong Kong: Empirical and Comparative Perspectives” Journal of Corporate Law Studies (2022) https://doi.org/10.1080/14735970.2021.2012884

·Robin Hui Huang, Qiang Han, Xiuwen Zhu, “Protecting Data Privacy for Mobile Payments Under the Chinese Law: Comparative Perspectives and Reform Suggestions” (2021) 20(2) Chicago-Kent Journal of Intellectual Property 226-269

·“The Fall of Online P2P Lending in China: A Critique of the Central-Local Co-regulatory Regime” (2021) 36(3)  Banking & Finance Law Review 481-515 (Robin Hui Huang, Christine Meng Lu Wang)

·“The Development and Regulation of Mobile Payment: Chinese Experiences and Comparative Perspectives” (2021) 20(1) Washington University Global Studies Law Review 1-43 (Robin Hui Huang, Abby Oi Ling Lam, Anthea Wing Ting Yu, Christine Meng Lu Wang)

·“The US-China Audit Oversight Dispute: Causes, Solutions, and Implications for Hong Kong” (2021) 54(1) The International Lawyer 151-199

·“Investor Suitability Obligations of Financial Institutions: Empirical Research and Suggestions for Improvement” (2021) 2 Faxue Pinglun (Law Journal of Wuhan University) 130-143.

·“Shareholder Inspection Rights in China: An Empirical Inquiry” (2021) 44(1) Hastings International and Comparative Law Review 3-38 (lead article)

·‘Enforcement of Chinese Insider Trading Law: An Empirical and Comparative Perspective’ (2020) 68(3) American Journal of Comparative Law 517–575

·“The Law and Practice of Substantial Shareholding Disclosure in China: Comparative Perspectives and Recent Developments” 2020 48(3) Securities Regulation Law Journal (Robin Hui Huang, Chao Wang) 216-243

·“Mind the Gap: Is Water Information Disclosure a Missing Component in Corporate Social Responsibility?, (2020) The British Accounting Review  (Linhan Zhang, Qingliang Tang, Robin Hui Huang) (Impact Factor: 3.333. ISI Journal Citation Reports © Ranking: 2019: 11/108 (Business, Finance)

·‘The Risks of Mobile Payment and Regulatory Responses: A Hong Kong Perspective’ Asian Journal of Law and Society (2020) (Robin Hui Huang, Cynthia Sze Wai Cheung, Christine Meng Lu Wang)

·‘The Law and Practice of Shareholder Inspection Rights: A Comparative Analysis of China and the US’ Vanderbilt Journal of Transnational Law (2020) 53(3) (Hui Huang and Randall Thomas), 907-948

·“The Mandatory Bid Rule Under China’s Takeover Law: A Comparative and Empirical Perspective” The International Lawyer (2020) 53(2) (Hui Huang, Chao Wang) 195-233.

·‘The Development and Regulation of Crypto-assets: Hong Kong Experiences and a Comparative Analysis’ European Business Organization Law Review 2020(2) (with Demin Yang, Ferdinand Faiyang Loo)

·‘Legal Basis and Operational Models of Asset Management: the US experiences and Implications for China’ 2019(5) Huanqiu Falv Pinglun [Global Law Review]

·‘Advance Compensation for Securities Market Misconduct: Jurisprudential Analysis and Legal Construction’ 2019(8) Fa Xue [Law Science] 368-380 (with Yu Xiao)

·‘The (Re)introduction of Dual-Class Share Structures in Hong Kong: A Historical and Comparative Analysis’ Journal of Corporate Law Studies (2019) (with Wei Zhang, Kelvin Siu Cheung Lee)

·‘The Logics and Path of China’s Financial Regulatory Structure: International Experiences and Local Choice’ 2019(3) Faxue Jia [Jurist] 124-137 (the flagship journal of Renmin University Law School, a core law journal in China)

·‘The Rise of Hostile Takeovers and Defensive Measures in China: Comparative and Empirical Perspectives’ 2019 (2) European Business Organization Law Review (with Juan Chen) 363-398

·‘The Anatomy of Securities Class Action in China: A Functional and Comparative Approach’ (2018) 4 Securities Regulation Law Journal (with Hailong Li, Gavin Yao Lin) 365-402

·“A Study of Risk Guaranty Fund Scheme in Online Lending” 2018(6) Qinghua Faxue [Tsinghua University Law Journal] 43-58

·“The Regulation of Initial Coin Offerings in China: Problems, Prognoses and Prospects” European Business Organization Law Review (2018) 3 (with Hui Deng, Qingran Wu) 465-502

·“The Regulatory Logic and Model for Equity Crowdfunding in China” 2018 (4) Xiandai Faxue [Law Journal of Southwest University of Political Science and Law] 94-109

·“Rethinking the Relationship between Public Regulation and Private Litigation: Evidence from Securities Class Action in China” (2018) 19 Theoretical Inquiries in Law 333-361 ((an Israel-based journal ranked second among more than two hundred non-US law journals)

·“Online P2P Lending and Regulatory Responses in China: Opportunities and Challenges” (2018) 19 European Business Organization Law Review 63-92

·“Research on Securities Market Debarring Order: American Experience and its Implication for China” (2018) 1 Bijiaofa Yanjiu [Journal of Comparative Law] (with Hailong Li) 76-106

·“The Institution of the Market Misconduct Tribunal in Hong Kong and its Implications for Mainland China” 2018 (1) Touzi Zhe [Investors] (A journal sponsored by the Investor Services Centre of China Securities Regulatory Commission)

·“Regulatory Logic and Approach to the Liability of Parent Company for the Debt of Subsidiary Company Against the Background of China’s Reform of State-Owned Enterprises” (2017) 6 Zhong Wai Fa Xue [Peking University Law Journal] 1526-1545

·“The Prospect and Evolution of the Securities Regulatory Cooperative Regime between Hong Kong and Mainland China under the ‘One Country, Two Systems’ Arrangement” (2017) 5 Bijiaofa Yanjiu [Journal of Comparative Law] 12-25

·“The Significance of the Hong Kong Basic Law to the Prosperity and Stability of the Financial Markets in Hong Kong” 2017(13) Zhongguo Renda [Journal of The People’s Congress of China] 26

·“The Status Quo and Future Development of the Regulation of Online P2P Lending Development in China” 2017(1) Nanchang Daxue Falv Pinglun [Nanchang University Law Review] 47-78 (with Gavin Lin, Inaugural issue)

·“Rethinking the Contractarian Approach to Corporate Law” (2017) 4 Fa Xue [Legal Science] 124

·“Securities Dispute Mediation in China” (2016) 10(2) Journal of Comparative Law 177

·‘Private Enforcement of Securities Law in China: Past, Present and Future’ (2016) 17 Jingjifa Yanjiu [Economic Law Study] 145

“The Validity of the Reform of China’s Corporate Legal Capital Regime: A Law and Economics Analysis of its Creditor Protection Function” (2015) 6 China Legal Science [Zhongguo Faxue] 159-179

·‘The Regulation of Shadow Banking in China: International and Comparative Perspectives’ (2015) 30 Banking and Finance Law Review 481

·‘The Use of Empirical Legal Research Methodologies in China’ (2013) 6 Faxue Yanjiu [Chinese Journal of Law] 15.

·‘Private Enforcement of Securities Law in China: A Ten-year Retrospective and Empirical Assessment’ (2013) 61(4) American Journal of Comparative Law 757

·‘Convergence and Persistence in Corporate Governance: A Chinese Perspective’ (2013) 5 Bijiaofa Yanjiu [Journal of Comparative Law] 61

·‘Shareholder Derivative Litigation in China: Empirical Findings and Comparative Analysis’ (2012) 27(4) Banking and Finance Law Review 619

·‘Insider Trading and the Regulation on China’s Securities Market: Where Are We Now and Where Do We Go From Here?’ (2012) 5 Journal of Business Law 379

·‘Piercing the Corporate Veil in China: Where Is It Now and Where Is It Heading?’ (2012) 60 American Journal of Comparative Law 743

·‘Governing Financial Disputes in China: What Have We Learnt From the Global Financial Crisis of 2008?’ (2012) 7(1) University of Pennsylvania East Asia Law Review 195 (with Shahla Ali)

·‘Financial Dispute Resolution in China: Arbitration or Court Litigation?’ (2012) 28(1) Arbitration International 77 (with Shahla Ali)

·‘In the Aftermath of the Global Financial Crisis: The Proposed Establishment of a Financial Dispute Resolution Centre in Hong Kong’ (2011) 85 Australian Law Journal 726

·‘The Regulation of Securities Offerings in China: Reconsidering the Merit Review Element in Light of the Global Financial Crisis’ (2011) 41(10) Hong Kong Law Journal 261.

·‘China’s Legal Responses to the Global Financial Crisis: From Domestic Reform to International Engagement’ (2010) 12(2) Australian Journal of Asian Law 157

·‘Gatekeeper and Corporate Governance: Regulatory Reflections on Market Collapse from the Enron Scandal to the Financial Crisis of 2008’ (2010) 46 Minshangfa Luncong [Civil and Commercial Law Review] (editor-in-chief: Professor Liang Huixing) 248.

·‘Institutional Structure of Financial Regulation in China: Lessons from the Global Financial Crisis’ (2010) 10(1) The Journal of Corporate Law Studies 219. (the author was invited to give a talk on this paper at the World Bank, Washington D.C., USA)

·‘The Overlapping Relationship between Corporate Takeover Regime and Corporate Restructuring Regime’ (2009) 2 Zhongguo Ziben Shichang Fazhi Pinglun [Law Review on the Financial Markets in China] (editor-in-chief: Professor Liu Junhai) 245.

·‘The Regulation of Foreign Investment in Post-WTO China: A Political Economy Analysis’ (2009) 23(1) Columbia Journal of Asia Law 185. (published in a special issue celebrating the 60th anniversary of the People’s Republic of China)

·‘Financial Regulatory Modernization: Experiences and Lessons from Common Law Jurisdictions’ (2009) 1 Guangdong Shehui Kexue [Guangdong Social Science] 181.

·‘Redefining Market Manipulation in Australia: The Role of an Implied Intent Element’ (2009) 27 Company and Securities Law Journal 8. (Cited with approval by the High Court of the Republic of Singapore in Monetary Authority of Singapore vs Tan Chong Koay and another [2010] SGHC 277)

·‘Statutory Shareholder Remedies in Australia’ (2008) 13 Gongsifa Pinglun [Corporate Law Review] (editor-in-chief: Professor Zhao Xudong) 209.

·‘The New Takeover Regulation in China: Evolution and Enhancement’ (2008) 42(1) The International Lawyer 153. (the author was invited to give a talk on this paper at Columbia Law School, New York, USA)

·‘A Comparative Analysis of Australian Law governing Corporate Groups’ (2008) 15 Shangshifa Lunji [Commercial Law Review] (editor-in-chief: Professor Wang Baoshu) 95.

·‘China’s New Regulation on Foreign M&A: Green Light or Red Flag?’ (2007) 30(3) The University of New South Wales Law Journal 804.

·‘Chinese Walls in Large Financial and Market Institutions: Experiences and Lessons from Common Law Jurisdictions’ (2007) 1(1) Qinghua Faxue [Tsinghua Law Review] 149. (reprinted in Frontiers of Law in China (2009) 4(4) 489.)

·‘The Statutory Derivative Action in China: Critical Analysis and Recommendations for Reform’ (2007) 4(2) Berkeley Business Law Journal 227. (translated and reprinted in 王保树教授主编,《实践中的公司法》,社会科学文献出版社,2008)

·‘Directors’ Duties in Australian Corporate Law: A Comparative Analysis’ (2007) 13 Shangshifa Lunji [Commercial Law Review](editor-in-chief: Professor Wang Baoshu) 145.

·‘Share Registration and Transfer: The Australian Experience and Its Relevance to China’ (2007) 8 Gongsifa Pinglun [Corporate Law Review] (editor-in-chief: Professor Zhao Xudong) 1.

·‘Compensation for Insider Trading: Who should be Eligible Claimants?’ (2006) 20(1) Australian Journal of Corporate Law 84.

·‘Accountants’ Civil Liability for Misrepresentation in Initial Public Offerings’ (2006) 11 Shangshifa Lunji [Commercial Law Review](editor-in-chief: Professor Wang Baoshu) 165.

·‘China’s new Company Law and Securities Law: An overview and assessment’(2006) 19(2) Australian Journal of Corporate Law  229 (with Professor Baoshu Wang)

·‘The Evolution of the Basel Accord: New Issues of Banking Regulation and New Solutions’ (2006) 28(1) Huanqiu Falu Pinglun [Global Law Review] 100.

·‘The Insider Trading “Possession versus Use” Debate: An International Analysis’ (2006) 33(2) Securities Regulation Law Journal 130. (published in an SSCI-listed journal)

·‘Financial Regulatory Reform: International Comparison and Analysis’ (2006) 10 Shangshifa Lunji [Commercial Law Review](editor-in-chief: Professor Wang Baoshu) 222.

·‘China’s Takeover Law: A Comparative Analysis and Proposals for Reform,’ (2005) 30(1) Delaware Journal of Corporate Law 145.

·‘The Regulation of Insider Trading in China: A Critical Review and Proposals for Reform,’ (2005) 17(3) Australian Journal of Corporate Law 281. (awarded ‘The Prize for Best Conference Paper’ at the Australian Corporate Law Teachers Association Conference 2005, Sydney Australia)

·‘Research on the Derivative Suit System,’ 2003 (7) Shangshifa Lunji [Commercial Law Review] (editor-in-chief: Professor Wang Baoshu) 332.

·‘Legal Duties of Securities Investment Fund Managers,’ 2001(1) Dangdai Faxue Yanjiu [FuDan University Law Journal] 29.

·‘The Issue of Land Ownership in China,’ 2001(4) Xiandai Faxue [Law Journal of Southwest University of Political Science and Law] 116.

·‘The Legal Liability for Complimentary Goods’ 1999(4) Beijing Keji Daxue Xuebao (Shehui Kexue) [Social Sciences Journal of Beijing Science and Technology University] 73. (reprinted in Renda Baokan Fuyin Ziliao (Minshang Faxue) [China Renmin University Information Centre for Select Journal Articles (Civil and Commercial Law)] (2000) Vol 5.)

 

Books

·Robin Hui Huang, Cross-Border Securities Listings and Regulatory Responses: Chinese Experiences and International Implications (Cambridge University Press) (forthcoming)

·Robin Hui Huang, Fintech Regulation in China: Principles, Policies and Practices (Cambridge University Press, 2021)  available here  (the first English book-length treatment of the regulation of Fintech in China, receiving endorsements from Professor Howell E. Jackson of Harvard Law School, Professor Michael Klausner of Stanford Law School; Professor Omri Ben Shahar of Chicago Law School; Professor Luca Enriques of Oxford Law Faculty; Professor Simon F. Deakin of Cambridge Law Faculty; and Laurence Li SC, Chairman of Hong Kong Financial Services Development Council.)

·Robin Hui Huang & Nicholas Howson (eds), “Enforcement of Corporate and Securities Law: China and the World” (Cambridge University Press, 2017)

·Robin Hui Huang, The Logic of Company Law (Law Press, Beijing, 2016)

·Christopher Gane & Robin Hui Huang (eds), Legal Education in the Global Context: Opportunities and Challenges (London, Ashgate, 2016)

·Robin Hui Huang, Securities and Capital Markets Law in China (UK, Oxford University Press, 2014) (first and authoritative book on China’s capital markets law published with OUP, reviewed in Journal of International Banking Law and Regulation  2015 30(9) 521; Australian Journal of Asia Law (2016) 17(1) 1;  International Company and Commercial Law Review 2016(4) 138)

·Robin Hui Huang & Dirk Schoenmaker (eds), Institutional Structure of Financial Regulation: Fundamental Theories and International Experiences (London, Routeledge, 2015)

·Robin Hui Huang, Comparative Corporate Law: International Experiences and Suggestions for China (Beijing, Tsinghua University Press, 2020, 2nd edition).

·Robin Hui Huang, International Securities Markets: Insider Trading Law in China (London, Kluwer Law International, 2006) (reviewed and discussed at a high-level international symposium held at George Mason University, Washington D.C., USA. Two book reviews were later published in (2008) 4(2) Journal of Law, Economics and Policy).

 

Book Chapters

·“Shareholder Inspection Rights in China: Law and Practice” in Randall Thomas, Paolo Giudici and Umakanth Varottil (eds) Research Handbook on Shareholder Inspection Rights: A Comparative Perspective (Edward Elgar, forthcoming)

·“Financial Regulatory Structure in China: Current Challenges and Transitioning to Twin Peaks’ in Andrew Godwin & Andrew Schmulow (eds) The Cambridge Handbook of Twin Peaks Financial Regulation (Cambridge University Press,  2021)

·“Class Action in China: Opportunities and Challenges” in Brian Fitzpatrick and Randall Thomas (eds) Cambridge International Handbook of Class Actions (Cambridge University Press, 2021) 350-365

·‘Private Securities Litigation and Investor Protection: The Case of China’ in Pierre-Henri Conac and Martin Gelter (eds), Global Securities Litigation and Enforcement (Cambridge University Press, 2019), 879

·‘Takeover Regulation in China: Striking a Balance between Takeover Contestability and Shareholder Protection’ in Umakanth Varottil and WAN Wai Yee (eds) Comparative Takeover Regulation: Global and Asian Perspectives (Cambridge University Press, 2017).

·‘Shadow Banking and Its Regulation: The Case of China’ in Ross Buckley, Douglas Arner and Avgouleas Emilios (eds), Rethinking Global Finance and Its Regulation (Cambridge University Press, 2016).

·‘The Regulation of Insider Trading in China: Law and Enforcement’ in Stephen M. Bainbridge (ed), Research Handbook on Insider Trading (Edward Elgar Publishing Ltd, 2013), ch 16.

·‘The Regulation of Foreign Investment in China: Post-WTO Developments and Trends’ in John Garrick (ed), China: Power, Wealth and Law Reform (Routledge, UK, 2011), 130.

·‘An Evaluation of Classic Theories of Corporate Law: A Chinese Perspective’ in Professor Wang Baoshu (ed), The Latest Developments in The Areas of Commercial Law and Economic Law (Beijing, Law Press, 2010), 259.

·‘The Chinese Insider Trading Regulation: Current Issues and Suggested Reforms’ in C Vidya (ed),Insider Trading: Regulatory Perspectives (ICFAI University Press, India, 2007), 185.

·‘Fiduciary Duties of Controlling Shareholders: A Comparative Analysis and Reform Suggestions for China’ in Professor Wang Baoshu (ed), Modernizing Company Law in Transformation (Social Sciences Academic Press, China, 2006), 570.

 

Policy Reports

1.中国财富管理50人论坛,《有序发展场外衍生品市场 丰富多层次金融市场——由原油宝案例引发的思考》,(吴晓灵,李剑阁等)20 April 2021

https://mp.weixin.qq.com/s/ckA24IOymEQdLG3lYOUdFw

2.“Registration-based Reform of Securities Offerings and Information Disclosure” (2020) (Hui Huang, Jiangdong Huang, Anan Li, Hailong Li, Peng Lian, Yu Xiao, Wei Zhang)

• Policy report for Shanghai Stock Exchange

3.“Legal Enforcement Mechanisms for the Registration-based Reform of Securities Offerings in China” (2019) (Hui Huang, Jiangdong Huang, Anan Li, Yu Xiao, Wei Zhang)

• Policy report for Shanghai Financial Court, rated “Excellent”

4.“The Relationship between Civil Compensation, Administrative Fine and Criminal Fine in China’s Capital Markets” (2018) 4 Toufu Yanjiu [Investor Services Center Research] 3-84 (with Yu Xiao, Hailong Li and Jiangdong Huang)

• Policy report for the Investor Services Centre, China Securities Regulatory Commission, finally rated ‘Excellent’

5.“The Regulation of Securities Market Manipulation: Legal Problems and Suggestions’ (May/2018) (with Zhenghui Li, Yu Chen)

• Internal Report for China Institute of Financial and Capital Markets, China Securities Regulatory Commission

6.‘Blueprint for the Legal Development of the Shenzhen Qianhai Free Trade Zone’ (2016) (with Zhenmin Wang et al)

• Policy report for the Bureau of Shenzhen Qianhai Free Trade Zone

 

Externally Competitive Research Grants

In the capacity of Principal Investigator

1.Principal Investigator, “Cross-border Listings and Regulatory Responses: Chinese Experiences and International Implications”, Humanities and Social Sciences Prestigious Fellowship Scheme (HSSPFS), Hong Kong SAR Research Grants Council, 2022/2023

2.Principal Investigator, “Improving the Effectiveness of Cross-boundary Securities Law Enforcement Between Hong Kong and Mainland China”, Public Policy Research Funding Scheme (PPR),  Policy Innovation and Co-ordination Office, HKSAR Government, 2019-2020

3.Principal Investigator, ‘The Regulation of Fintech in China’, General Research Fund (GRF), Hong Kong SAR Research Grants Council, 2019-2021

4.Principal Investigator, ‘Registration Reform for Securities Offerings and Information Disclosure Regime’, Shanghai Stock Exchange, 2019-2020

5.Principal Investigator, ‘Legal Enforcement Mechanisms for the Science and Technology Innovation Board and Registration-based IPO System’, Shanghai Financial Court, Major Project, 04-10/2019

6.Principal Investigator, ‘Research on Civil Compensation, Administrative Fine and Criminal Fine in the Capital Markets’,  Investor Protection Center, China Securities Regulatory Commission, 2017-2018

7.Co-Principal Investigator, ‘Regulatory Responses to The Global Financial Crisis’, Australian Research Council, Discovery Grant, 2010-2013

In the capacity of Co-Investigator

·Co-investigator, “Legal Enforcement Mechanisms for the Registration-based Reform

of Securities Offerings in China”, National Social Science Foundation of the PRC,

9/2020-9/2023, RMB200,000 (Principal investigator: Yu Xiao)

·Co-Investigator, ‘The Decision Making on Corporate Guarantee Cases in Chinese Courts’, General Research Fund (GRF), Hong Kong SAR Research Grants Council, 2017-2020 (Principal Investigator: Charles Z QU)

·Co-Investigator, ‘Enhancing Hong Kong’s Future as a Leading International Financial Centre’, Theme-based Research Scheme, Hong Kong SAR Research Grants Council, 2012-2017 (Principal Coordinator: Douglas Arner)

·Co-Investigator, ‘Promoting Economic Integrity Through Institutional Alternative Dispute Resolution’, Public Policy Research Funding (PPR), Policy Innovation and Co-ordination Office, The Government of the HKSAR, 2010-2013 (Principal Investigator: Shahla Ali)

 

 

Internal Grants

1. Principal Investigator, ‘Hong Kong’s Regulation of Fintech in the Context of the Greater Bay Area’, CUHK Direct Grant, 01/May/2022-30/April/2023, HKD 100,000

2. Principle Investigator, ‘Enhancing Cross-border Securities Regulation and Investor Protection Between Hong Kong and Mainland China’, Project Impact Enhancement Fund, 01/June/2021-31/May/2022, HKD194,264

3. Principal Investigator, ‘Piercing the Veil in Corporate Groups: The Case of China’, CUHK Direct Grant, 01/June/2019-31/May/2020, HKD 59,953

4. Principal Investigator, Impact Postdoctoral Fellowship Scheme, The Chinese University of Hong Kong, HK$1,000,000, 2019-2021

5. Principal Investigator, ‘Corporate Governance and Private Securities Litigation in China: Where Are We Now and Where Do We Go From Here?’, CUHK Direct Grant, 01/July/2016-31/May/2018, HKD 59,945

6. Principal Investigator, ‘Corporate Groups in China: An Empirical Inquiry’, CUHK Direct Grant, 01/July/2013-30/June/2014, HKD 49,945

7. Principal Investigator, Taiwan Collaboration Fund, Office of Academic Links, The Chinese University of Hong Kong, HK$58,000, 2013-14

8. Principal Investigator, ‘The Political Economy of Cross-border Mergers and Acquisitions in China’, CUHK Direct Grant, 07/05/3012-06/11/2013, HKD 51,165

9. Principal Investigator, ‘Rethinking the Disclosure Paradigm of Securities Regulation: Lessons from the Global Financial Crisis’, CUHK Direct Grant, 01/04/2010-31/08/2011, HKD 34,000