[author]LU Guoliang
[content]
Subject Critique in the
Process of Communication: Revisiting the Intellectual Debate between Luhmann
and Habermas
*Author: Lu Guoliang
Doctoral Candidate
School of Journalism and Communication, Shanghai International Studies
University
Abstracts: Social theorists Niklas Luhmann
and Jürgen Habermas engaged in a long-term intellectual
debate in the last century, which attracted attention from numerous research
fields. However, due to Luhmann's marginal status in the field of communication
studies and the fragmented presentation of Habermas within it, this significant
event has been forgotten in the long river of communication thought history,
only scattered in a few studies. In response, this
paper hopes to re-visit the intellectual debate between the two, presenting the
philosophical thoughts on "communication" involved in the debate
between Luhmann and Habermas, and exploring what core issues the two have been
arguing about from the perspective of the history of communication thought. By
revisiting the intellectual debate between Luhmann and Habermas in their
important works during different periods, the article finds that: the
intellectual debate between Luhmann and Habermas on "communication"
is closely related to their core demands in criticizing the philosophy of the
subject, and this intellectual contention actually focuses on the critique of
the subject in the process of communication.
Key words: Niklas Luhmann; Jürgen Habermas; Intellectual Debate; History of Communication
Thought;
1. Research
Background and Problem Statement
Social theory giants Jürgen Habermas and Niklas Luhmann engaged in a long-term intellectual
debate from the 1970s to the 1990s. The debate covered areas such as the theory of communicative action and systems theory,
critical theory and functionalism, and academic values (Huang Zhengdi,2016). For
communication studies, the most noteworthy aspect
of this debate is the speculation on
"communication" by Luhmann and Habermas. Habermas is well-known in
the field of communication studies due to his affiliation
with the Frankfurt School and his creation of the concept of the
"public sphere." Although Luhmann's communication thoughts have been
explored in a few communication studies in recent years, overall, they have not
received sufficient attention in the field of communication research, which may
be related to his "daunting"
communication concepts (Bian Donglei,2016). In
fact, Luhmann not only wrote a monograph on communication and mass media (Huang
Dan,2020, but also regarded communication as the cornerstone of social theory (Huang Zhengdi,2016). In the preface of his posthumous work "Theory of Society", Luhmann
stated outright: "Without communication, we cannot imagine society." (Luhmann,2012:xiii)
Despite the intellectual debate between
Luhmann and Habermas being present in philosophy, political science, and legal
studies(Bing kai,2010;Huang
zhengdi,2016;Houdun,2017), and
being closely related to communication thought, this event in the history of
thought has not received enough attention from communication researchers due to
the intersecting blind spots between these research
fields and communication studies. The philosophical speculation on
communication by Luhmann and Habermas in their debate is mostly presented in a
fragmented form in existing research(Li Yufu, Cai Yukun,2012;Ge Xin,2012;Huang Dan,2020).
Only a few communication studies have focused on the conflict of their
communication thoughts, defining the communication thoughts of Luhmann and
Habermas as a conflict between "incommunicability" and "pursuit
of commonality” (Bian Donglei,2016), but the underlying causes and specific
processes of the intellectual conflict have not yet been presented and valued.
In other words, why did Luhmann and
Habermas engage in intellectual contention around "communication" for
decades? What theoretical demands are served by Luhmann and Habermas's unique
interpretations and different understandings of communication? Is "incommunicability"
and "pursuit of commonality" sufficient to summarize the intellectual
debate? If not, what issues do Luhmann and Habermas's intellectual contentions
on communication revolve around? What are their core demands? Obviously, to clarify
the significance of the intellectual debate between Luhmann and Habermas in the
history of communication thought, and to gain insights from their
"communication" philosophy for current communication research, these
questions cannot be avoided. Therefore, the following text, based on the main
theoretical works in the process of the intellectual debate between Luhmann and
Habermas, revisits their intellectual debate on communication from the
perspective of the history of communication thought (see Figure 1).
2 The
Beginning of Intellectual debate: Confrontation from “Communication” to “Subject”
As thinkers who grew up in the post-war
German academic community, Luhmann and Habermas had a close relationship with
the Frankfurt School. On the one hand, they inherited the Frankfurt School's
responsibility for constructing social theory, and on the other hand, they were
not satisfied with merely developing existing theoretical systems, attempting
to establish a new type of social theory.
In the first phase, the intellectual
exchange between Luhmann and Habermas culminated in the academic monograph The
Theory of Society or Social Technology: What Does Systems Research Achieve (Theorie
der Gesellschaft oder Sozialtechnologie: Was leistet die Systemforschung) published
jointly by the two in 1971 (hereafter referred to as "The Theory of
Society or Social Technology"). The book is divided into five chapters,
with Luhmann explaining systems theory in the first and second chapters,
followed by Habermas's critique in the third and fourth chapters, and Luhmann's
response in the final chapter. The two can be said to be in sharp opposition.
Luhmann began the book by advocating that systems theory is a reconstruction of
the old European classical social theory (Habermas, Luhmann, 1971: 9), while
Habermas remained skeptical about this. As the title "The Theory of
Society or Social Technology" suggests, Luhmann and Habermas always
revolved around a focal issue: whether systems theory is social theory or
social technology serving the bureaucratic system. Luhmann stated in the
preface of "The Theory of Society" that neither of them wanted their
theories to be seen as social technology, but they had very different
understandings of what social theory is (Luhmann, 2012: xi). According to Gorm
Haste, the publication of this work was made possible by Habermas's students
inviting Luhmann and Habermas to gather their disputes in one publication for
academic appreciation (Haste, 2021: 57-58). Ultimately, Habermas and Luhmann
engaged in fierce debates around numerous topics in the book, prompting both to
construct more mature theoretical systems in the next phase. Although Habermas
and Luhmann's theoretical systems were not yet mature at the time, both
emphasized "communication," defending and questioning the self in
relation to communication, such as Habermas acknowledging Luhmann's critique of
the "transmission view," but opposing his interpretation of meaning.
As the two took different critical paths in their philosophy of the subject,
communication and the subject gradually became the core issues of contention.
The first two chapters of "The Theory
of Society or Social Technology" consist of two articles by Luhmann, and
his understanding of communication and the subject can also be seen here. Compared
to many North American news communication researchers of the same period,
Luhmann opposed the "transmission view," strictly distinguishing
between meaning and information. Luhmann argued that the reason for the
realization of communication does not lie in the mutual transmission of
information between subjects as if it were a special substance, on the
contrary, communication relies on the shared meaning infrastructure between
subjects. The transmission view assumes that information remains unchanged as
it moves between subjects, but in fact, "what plays the same role is not
what is transmitted, but the shared meaning infrastructure" (Habermas,
Luhmann, 1971: 42-43). The critique of the transmission view extends to
Luhmann's questioning of the stability of the communication process. As
communication is no longer assumed to be the continuous transmission of
information between subjects, it appears in Luhmann's theoretical system as an
unstable multiple-choice process (Habermas, Luhmann, 1971: 44). In this
process, "meaning" is highly anticipated by Luhmann, seen as the
common infrastructure that communication relies on, helping communication to be
maintained in an unstable state.
Although Luhmann did not truly elucidate
the three dimensions of meaning (the dimension of things, the dimension of
time, and the social dimension)
until in his foundational work in
systems theory, "Social System," published in 1984, in Chapter 2 of this book, "Meaning as a
Basic Concept of Sociology," Luhmann, on the one hand, explains how
meaning serves as a common foundational structure to support communication, and
on the other hand, emphasizes the pivotal role of meaning in the daily
operation of systems, criticizing the myth of subjective philosophy regarding
the a priori attributes and subjective intentions (Habermas, Luhmann, 1971:
26-28, 61-62). Meaning is no longer merely a product based on the subject's
intuition in subjective philosophy but is defined by Luhmann as "an order
form in human experience, a prerequisite form for receiving information and
consciously processing experience, and a form that can consciously understand
and deduce high complexity" (Habermas, Luhmann, 1971: 61). On this basis,
Luhmann criticizes the reduction of meaning by past scholars and refuses to
equate meaning with action, because in his view, meaning is not limited to
action, and confusing meaning with action can only lead to action being
misidentified as the core factor of social constitution (Habermas, Luhmann,
1971: 62). In other words, in Luhmann's systems theory, meaning is superior to
action, and all meaning originates from the system rather than from subject
action, which constitutes a major difference between Luhmann and other systems
theorists.
In response to Luhmann's interpretation of
communication and meaning, Habermas offers a detailed critique in Chapters 3
and 4. Habermas agrees with Luhmann's critique of the "transmission
view," but opposes Luhmann's assumption that communication is based on
shared meaning structures (Habermas, Luhmann, 1971: 184-185). In Habermas's
view, Luhmann's understanding of communication and meaning actually regresses
to Husserl's phenomenological a priori self, ignoring the intersubjectivity
that communication truly relies on (Habermas, Luhmann, 1971: 188). In other
words, although Habermas does not agree with understanding communication as a
simple transfer of information between subjects, he argues that communication
is based on intersubjectivity, not on some a priori common meaning structure.
The shared meaning structure that Luhmann speaks of is, in Habermas's view,
based on consensus among subjects, otherwise it cannot be realized (Habermas,
Luhmann, 1971: 203). Although Habermas has not yet systematically elaborated on
the theory of communicative action, he has already emphasized in his critique
of Luhmann that communication interaction is at the level of discourse rather
than experience, and communication based on discourse is an important reason
for the existence of society (Habermas, Luhmann, 1971: 214); if communication
is unrelated to intersubjectivity, then communication cannot be realized
(Habermas, Luhmann, 1971: 192). Habermas emphasizes that the action in the
communication process is to refute Luhmann's approach that emphasizes meaning over
action.
Why do Habermas and Luhmann have
disagreements on the definition of meaning and action? On the one hand, the
disagreement stems from the different views on language between Luhmann and
Habermas. Habermas advocates that communication must be based on
intersubjectivity at the level of language. This can be seen from the chapter
immediately following Luhmann's, titled "Critical
Preliminaries," which discusses communicative competence at length.
Luhmann denies the precedence of language to thought, arguing that
communication is not only based on the stable actions of language but is based
on the unstable choices of double contingency (Habermas, Luhmann, 1971: 143;
Haste, 2021: 78-79).
On the other hand, while differences in
views on language are important, the deeper reason should lie in the different
interpretations of communication and the subject by Luhmann and Habermas. Both
are dissatisfied with the existing interpretations of the subject in Western
subject philosophy, but their critiques of subject philosophy follow very
different paths. Habermas has always insisted on verbal communication and
intersubjectivity as the core of criticizing subject philosophy, which means
that "human beings" (at least the rational beings emphasized by Habermas)
as subjects have an indisputable dominant position. Here, this actually
replaces the subject based on communicative and action capabilities with the
subject of the objective cognitive paradigm (Wu Xingming, Lu Yingfu, 2018:
236-237), based on communication is seen by Habermas as the core to solving the
dilemma of subject philosophy. In Luhmann's theoretical perspective, this has
not yet escaped the myth of anthropocentrism (Haste, 2021: 61-62). Although
Luhmann has long been criticized by Habermas as a representative of
conservative theory, he is more radically critical of the "subject"
than Habermas. As early as in his 1971 work,
Luhmann had clearly rejected using humans as the theoretical starting point, advocating for systems as the basis for explaining
society (Habermas, Luhmann, 1971: 326). In other words, the existence of
society is not based on human action but is rooted in the operation of systems.
Luhmann's and Habermas's different
definitions of the subject extend to their divergent interpretations of
communication and meaning. Luhmann assumes that both communication and meaning
are rooted in systems rather than humans, which is
precisely where Luhmann differs from Habermas, as he views communication
and meaning as existences above action. On the contrary, Habermas has always
insisted that only intersubjective communication at the level of discourse can
establish true subjects (rational subjects), and even the differences mentioned
by Luhmann can only exist after intersubjective consensus is established
(Habermas, Luhmann, 1971: 224). In Luhmann's view, Habermas's establishment of
subjects based on intersubjective rational communication actually dissolves the contingent choices that accompany communication
(Habermas, Luhmann, 1971: 326), and the so-called consensus only establishes
communication on the basis of opinion convergence, which in turn negates the
legitimization of "negation" in language (Habermas, Luhmann, 1971:
321-322). Combining the disagreements of Luhmann and Habermas on meaning and
communication, Luhmann sees systems and environments as the core of
communication operation and excludes people as subjects from communication,
while Habermas still adheres to the anthropocentric concept of subjects, and
the two inevitably place communication on different levels. Luhmann views
communication as a bridge between systems and environments and sees meaning as
an element of communication, while Habermas insists on the consistency of
communication, meaning, and action, serving his trinity of intersubjectivity,
speech acts, and rational subjects. In other words, it is not so much that
Luhmann and Habermas disagree on whether communication is possible, but rather
on different critical approaches to the subject during the communication
process.
In order to achieve a critique of subject
philosophy, Luhmann and Habermas deeply interpret communication, subjects,
meaning, and truth during this period, addressing the important epistemological
question of subject philosophy since Descartes, "How can the subject know
the world?" Habermas has already regarded communication as the core to
solving the above predicament. In an ideal communication environment, Habermas
emphasizes that the subject's search for truth is based on the consensus
established by intersubjective communication, and when communication is
blocked, it is precisely the moment when ideology is born (Haste, 2021: 64).
Therefore, the subject's understanding of the world stems from communication
and consensus based on intersubjectivity, and ideology as a distortion of truth
is a form of blocked communication (Haste, 2021: 61-62). In this regard,
Luhmann believes that if Habermas incorporates intersubjectivity into
communication, he needs to clearly establish discourse rules, but Habermas did
not systematically elaborate on the relevant theories until the 1980s in his
work "The Theory of Communicative Action."
At the same time, because Luhmann advocates
that humans are merely the environment of communication, strictly
distinguishing psychological systems from social systems, and placing
communication at the social level for discussion, the subject that takes into
account both psychological and social levels in traditional subject philosophy
is deconstructed in the communication process. Luhmann transforms ontology into
the constructivism of differences in epistemology. But how can systems
establish themselves in a diverse world through communication? Luhmann's
solution lies in "distinction," advocating that the establishment of
systems is based on the distinction of the environment. Luhmann recognizes the
existence of external reality, but observing reality can only be based on the
distinction between systems and environments, and both systems and environments
are constructed through "distinction" (Borghaus, 2016: 41), and the
"boundary" constructed through distinction is based on communication
for reproduction within the system. However, the above plan is still somewhat
vague in Luhmann's thought during this period, because although Luhmann has paid
attention to the important implications of meaning and
communication for system and social interpretation, he has not completely free
from the influence of Parsons' functional system theory, there is still a focus
on the relationship between action and social construction (Zheng Zuoyu, 2022).
This approach indeed allows systems theory to avoid the epistemological
dilemmas of subject philosophy, but it also leads to another problem. How can a
closed system maintain the unity of closure and openness? Luhmann failed to
fully respond to Habermas' doubts, and it was not until the introduction of the
concept of "autopoiesis" that he was able
to reconcile his argument. In Habermas' view, Luhmann actually abandoned the
critique of subjects and ideology, denying the knowability of truth (Habermas,
Luhmann, 1971: 271). However, considering that Luhmann had already criticized
Raymond Aron's ideology end theory as early as
1960s, and even regarded systems theory itself as an object of observation
(Haste, 2021: 91), Habermas' moral critique is questionable.
Luhmann and Habermas, as great figures in
social science, had already developed quite complex theoretical systems in the
1960s and 1970s. Based on "Social Theory or Social Technology," this
article analyzes the debate between Luhmann and Habermas on communication,
subjects, meaning, information, and truth. In this debate on social theory or
social technology, Habermas focuses on the legitimacy crisis of society, while
Luhmann is more concerned with the theoretical crisis in social research (Bolz,
2010). The former tends to critique society to guide it in a specific
direction, while the latter hopes to form effective explanations based on
current society. In this, communication and subjects become the core of the
debate between Luhmann and Habermas. Although Luhmann and Habermas interpret
communication in different ways, they both pay attention to the central
position of communication in social theory and social practice, and hope to
critique subject philosophy by reinterpreting the relationship between communication
and subjects. Compared to North American communication researchers of the same era, Luhmann and Habermas clearly reject
the transmission view and attach great importance to the social implications contained in communication. The ideological confrontation
allows Luhmann and Habermas to discover their respective theoretical
construction paths. For example, although Habermas criticizes that Luhmann's
systems theory cannot take into account both the theoretical and empirical
levels (Habermas, Luhmann, 1971: 278), he also constructs his version of the
system (relative to the lifeworld), integrating it into the theory of
communicative action.
Overall, in the first phase of the debate,
Luhmann distinguishes between meaning and
information, emphasizing meaning as the basic structure of communication, but
does not deny the possibility of communication. On the one hand, he rejects the
reduction of communication to the transmission of information, and on the other
hand, he opposes Habermas' excessive praise for language (Huang Zhengdi, 2016).
By distinguishing meaning, communication, and action, Luhmann opposes the
previous scholars' view that only observable actions are communication, but he
does not deny communication. Habermas is not criticizing Luhmann for ignoring
communication, but criticizing Luhmann for assuming that communication is based
on shared meaning structures (Habermas, Luhmann, 1971: 184-185), neglecting
intersubjectivity and verbal communication. Of course, Luhmann and Habermas
have differences on "consensus," but
limiting their intellectual debate on communication to this may be
shortsighted.
Combining their different interpretations
of subjects and communication, the ideological debate between Luhmann and
Habermas at this time focuses on the critique of subjects in the process of
communication. Habermas inherits the humanistic thought since Kant (Moeller, 2011: 37), always imagining and communicating around human
with richly enlightenment; Luhmann rejects the starting point of communication
as human, instead, he regards humans as the environment of communication
(unable to directly form a connection with the communication as system), and
discusses communication within the social system. This divergence of thought on
communication and subjects extends to issues of meaning, action, information,
and truth. Given that both Luhmann and Habermas' theoretical systems have
changed after the first phase of the debate, and they published foundational
works of their theoretical systems in the 1980s ("Social Systems" and
"The Theory of Communicative Action"), analyzing only the first phase
of the ideological debate is not sufficient to present and interpret their
ideological debate and theoretical demands on "communication." The
following text will further explore how the two formed ideological dialogues
around communication after the establishment of their theoretical systems.
3 The Climax
of the Debate between Luhmann and Habermas: Subject Critique in the Process of
Communication
Following the publication of " Social
Theory or Social Technology," Luhmann and Habermas continued to deepen
their respective theories. Habermas published his magnum
opus, "The Theory of Communicative Action," in the 1980s,
elaborating on the theory of communicative action in detail; Luhmann also
published his seminal work, "Social
System," during this time, introducing the unique biological concept of
"autopoiesis" into systems theory, completing his general social
theory pursued throughout his life.
Although Luhmann and Habermas did not
publish a monograph together based on their intellectual debate again,
theoretical critiques can still be found scattered throughout their important
works. Habermas cited Luhmann's systems theory in "The Theory of
Communicative Action" and "The Philosophical Discourse of
Modernity," providing extensive commentary;
Luhmann, on the other hand, occasionally directly
or indirectly critiqued Habermas in his works. Here, the discussion of
communication and the subject has become increasingly important in both of
their theoretical systems. Habermas advocates for transcending the a priori
subject dilemma through communicative action and intersubjectivity, considering
communication between subjects as the cornerstone of the lifeworld; Luhmann
radically uses the concept of the autopoietic closed system as the theoretical
basis, thoroughly deconstructing the concepts of subject (object), and
transforming ontology into a constructivism of differences in epistemology. In
other words, with the establishment of new theoretical systems, the
intellectual debate between Luhmann and Habermas gradually reached its climax. As
Habermas stated in "The Philosophical Discourse of Modernity," the
confrontation between intersubjectivity and the closed system has replaced the
traditional "mind-body" problem (Habermas, 2011: 430).
Luhmann and Habermas faced some theoretical
challenges in the first phase, which gave rise to the theoretical development
in the second phase. For Habermas, there were two challenges in the first
phase: the vagueness of discourse rules and the integration of systems and the
lifeworld. Habermas emphasized in "Social Theory or Social Technology"
that communication is based on intersubjectivity (Habermas, Luhmann, 1971:
192), criticizing Luhmann for wrongly assuming the meaning of communication as
an a priori shared structure, because meaning is rooted in the consensus
reached through intersubjective communication (Habermas, Luhmann, 1971: 203).
However, Luhmann pointed out sharply that if Habermas were to integrate
intersubjectivity into communication, clear discourse rules would need to be
established (Haste, 2021: 79-80). In other words, although Habermas hoped to
establish a stable association between intersubjectivity and communication
through language, his argument was still vague and did not clearly explain
which rules language uses to ensure the consistent association of
intersubjectivity and consensus in communication.
Furthermore, although Habermas criticized
Luhmann's approach of replacing subjects with systems to solve the dilemma of
subject philosophy as lacking critical awareness, he acknowledged that systems
have theoretical potential, but systems should be constructed in relation to
intersubjectivity and linguistic communication, which he himself has not yet
fully elaborated (Habermas, Luhmann, 1971: 278). At the same time, Luhmann also
faced two major challenges in the first phase. On the one hand, although
Luhmann reinterpreted communication by distinguishing between meaning and
information in "Social Theory or Social Technology", he did not fully
explain the interactive mechanism among meaning, communication, and systems. On
the other hand, Luhmann established the rules defining systems through the
distinction between systems and environments, but as Habermas's criticism
showed, Luhmann still needed to explain how closed systems can achieve interaction
and how systems can cope with the increasing complexity of society (Habermas,
Luhmann, 1971: 158).
Faced with the above challenges, Habermas
and Luhmann responded by constructing or introducing new concepts. In "The
Theory of Communicative Action (Volume 1): Rationality of Action and Social
Rationalization," Habermas systematically explained the language rules
associated with communication based on intersubjectivity. Habermas divided
human actions into purpose-oriented instrumental
actions and strategic actions, as well as communication-oriented
communicative actions (Habermas, 2018: 360-361), defining communication as
"the process by which subjects capable of speech and action reach an
understanding with each other" (Habermas, 2018: 362). Therefore, to
understand communication between subjects, one needs to consider speech
patterns (Habermas, 2018: 363), which means that the rules of communicative
action urgently need to be clearly explained. In "The Theory of
Communicative Action (Volume 1)," by critiquing the pragmatics of Austin and Searle, Habermas established formal pragmatics and established
three types of speech acts: regulative speech acts, performative speech acts, and constative speech acts (Habermas, 2018: 399). Habermas
integrated speech acts into a larger system of actions: teleological actions, speech acts, dramaturgical
actions, and dramaturgical actions, thereby
establishing the association between actions involved in communication between
subjects and the lifeworld and systems (Habermas, 2018: 416-418).
At the same time, on the one hand, Habermas
criticizes Dieter Henrich's attempt to rescue the instrumental rationality of
subject philosophy through "self-defense" as merely falling into the quagmire of systems theory again (Habermas, 2018:
486-489). On the other hand, he criticizes Luhmann and other systems theorists
for underestimating language and not realizing the deep involvement of the
structural characteristics of language in communication (Habermas, 1987: 261).
It can also be found in another magnum opus, "The Philosophical Discourse
of Modernity," that Habermas' ultimate appeal in establishing the
connection between language and communication lies in replacing the subject of
the objective knowledge paradigm advocated by subject philosophy with a subject
based on linguistic and action capabilities, in order to address the crisis of
subjectivity and modernity (Wu Xingming, Lu Yingfu, 2018: 236-237).
In "The Theory of Communicative Action
(Volume 2)," Habermas constructs his unique understanding of systems and
the lifeworld by critiquing the thoughts of Luhmann, Luckmann, and Schutz on
systems and the lifeworld. In his view, although Schutz and Luckmann's
phenomenological approach avoided the neglect of intersubjectivity in traditional
subject philosophy, they are still confined to subject philosophy. This is
because both, while emphasizing the importance of intersubjectivity for the
lifeworld, did not take intersubjective communication as the cornerstone of the
lifeworld construction, but rather returned to Husserl's envisioned a priori subject, thus being confined to the a priori subject presupposition at
the level of consciousness (Habermas, 1987: 129-130). In other words,
intersubjectivity based on speech has not been given importance in previous
interpretations of the lifeworld. Here, Habermas uses Luhmann's systems theory
as a contrasting theory to criticize Luckmann and
Schutz, pointing out that the lifeworld they envisioned is easily replaced by
systems theory, and such a replacement would have endless consequences
(Habermas, 1987: 129-130). In fact, due to its radical constructivist approach,
Luhmann's systems theory is often regarded by social constructivist researchers
as a radical variant (Eberle, 2023).
In contrast to Luhmann, who takes systems
as the starting point for explaining the world, Habermas only incorporates the
operational organizations of the economy and politics into systems, emphasizing
that the lifeworld contains a large number of cultural characteristics, and the
reproduction of structures can only be based on communicative action (Habermas,
1987: 261). In this context, Habermas criticizes Luhmann's envisioned
autopoietic system as actually being a reification of the lifeworld,
disregarding culture, society, and individuality, and neglecting the power
struggles involved in social operation (Habermas, 1987: 307-309). In Habermas's
view, the autopoietic system assumes that "the lifeworld constructed on
symbols has given way to a self-sufficient social system" (Habermas, 1987:
311), and the bleak situation of capitalist society as Weber described is
precisely the thorough colonization of the lifeworld by systems (Habermas,
1987: 311-312).
Habermas's conception of communication,
systems, and the lifeworld is closely related to his long-standing slogan of
"saving society." Unlike Luhmann, Habermas focuses on finding
rational solutions to the crises of modern society. In Habermas's theoretical
system, the trends of systematization and instrumentalization of modern society
are undoubtedly severe social crises (Bolz, 2010), and the concept of the
lifeworld, which has been transformed by Husserl, Schutz, and Luckmann, is
endowed by Habermas with the heavy responsibility of resisting this trend. As
elements such as tools, power, and control are thrown into the system,
communication in the lifeworld is fascinating, it is conceived as being based
on communicative rationality, in line with moral norms, and unrelated to the
system, which inevitably becomes an intoxicating idyllic conception (Bolz,
2010). However, regardless of the utopian color of the above ideas at the
empirical level, does the system, which Habermas sees as the other side, also
reduce the complexity of everyday life? Habermas defines the relationship
between communicative action and the lifeworld by explaining discourse
regulations and types of action, but the involvement of non-linguistic symbol
systems and material objects intervene in communication and social construction
is not valued in the theory of communicative action (Knoblauch, 2020: 64).
Habermas, inheriting the humanistic tradition, inevitably faces the question of
whether to simplify the material and spiritual dimensions of communication in
the lifeworld into the dimension of discourse when discussing communication in
the lifeworld.
In contrast to Habermas's critique of
systems, Luhmann has always firmly taken systems as the basis of social theory.
In his foundational work of systems theory, "Social System,"
published in 1984, Luhmann introduced the concept of autopoiesis from biology
to respond to theoretical criticism and further elaborate on systems theory. In
the book, Luhmann uses autopoiesis and structural coupling, along with an
alternative interpretation of communication, to explain how systems can remain
closed on one hand and open on the other, achieving self-reproduction (Luhmann,
2021: 217, 266). Self-referential systems achieve self-observation and
self-reference through their own operations, and then, by leveraging the structural
coupling between systems, use meaning as a bridge to achieve unity between
closure and openness (Luhmann, 2021: 221, 266). In the social system,
communication places the difference between the system and the environment
within the system, reproducing the boundary between the system and the
environment (Luhmann, 2012: 42). In other words, the closure and openness of
systems are conditional upon each other, the closed operation of a system does
not merely reduce or increase the complexity of the world but does so
simultaneously (Huang Zhongdi, 2016). For this, we might take the mass media
system we are familiar with as an example. Different from the traditional
perspective, the mass media system under systems theory, as an autopoietic system based on specific codes
(information and non-information), operates autonomously in a closed manner.
However, the mass media system is not detached from social reality, on the one
hand, it constructs reality through "observation," and on the other
hand, it is observed and constructed by other systems, thus achieving unity
between closure and openness (Huang Dan, 2020).
Although Luhmann is criticized by Habermas
(1987: 307-309) as being anti-humanistic, Luhmann's replacement of the
subject-object dualistic difference with the system-environment difference does
not mean that he completely abandons humans in social theory, nor does it deny
the ubiquitous human practices in daily life (Luhmann, 2012: 12). Faced with
Habermas's accusation of being anti-human, Luhmann believes that not starting
with humans as the basis of social theory does not mean that social theory
needs to be anti-human, but rather establishes the theoretical foundation of
social theory at the theoretical level (Luhmann, 2012: 12). In Luhmann's systems
theory, humans as the environment of the system do not mean that humans are
unimportant (Moeller, 2006: 8). Given the mechanisms of structural coupling and
interpenetration, humans as the environment are not secondary to the system;
the environment regulates the establishment and operation of the system. When
Luhmann traces the history of the "individual," he points out that
until the 18th century, the individual was still a "thing" concept,
and the essence of the individual as rationality was only a special case
(Luhmann, 2021: 308). Habermas assumes individuals to be individuals who
participate in communication based on mutual understanding and sets many
discourse rules; but in reality, without any coercion, would the self and
others really spontaneously take on the various uncertainties of the
communication process (Luhmann, 2021: 308)? In other words, if Habermas relies
on rational individuals to resolve the deep-rooted
"individual-collective" contradiction in social theory, understanding
the community merely as a partial fusion of individuals and society actually
eliminates the distinction between system and environment, retreating back into
the predicament of subject philosophy (Luhmann, 2021: 267, 308). Therefore, the
evolution of social structure cannot be attributed to the individual level;
structural changes to be realized require systems through communication
(Luhmann, 2021: 409).
Given that communication is considered the
core of systems theory, Luhmann comprehensively elaborates on communication
theory in "Social System." He continues the critique of the
transmission view from "The Theory of Society or Social Technology,"
strictly distinguishing between information and meaning, and emphasizing that
meaning is fundamental to communication (Luhmann, 2021: 117). Luhmann
differentiates meaning into the dimension of content (Sachdimension), the
dimension of time (Zeitdimension), and the social dimension (Sozialdimension),
and these dimensions of meaning maintain the operation of systems at various levels
(Luhmann, 2021: 117, 120). Under the dimension of content, things are
differentiated by meaning into "there" and "here" (Luhmann,
2021: 121), which is reflected in the differences of communication themes in
social systems and the differences of perceptual objects in psychological
systems. The dimension of time is based on the past and the future, and the
system of meaning is constituted by the present without a beginning or an end
based on this difference (Luhmann, 2021: 122-123). "Meaning" is then
based on the temporal dimensions constructed by the system from different
observational perspectives. The social dimension concerns the difference
between the self and the other, advocating that meaning is based on the
differences in the observational horizons of the self and the other at the
social level, that is, meaning in the social dimension is based on double
contingency (Luhmann, 2021: 124-125; Baraldi, Corsi, Esposito, 2021: 142).
Combining the dimensions of content and time, the social dimension escapes the
confused situation where subject philosophy has to simultaneously refer to
sociality, temporality, and materiality when involving meaning in the
communication process; in other words, meaning does not need to be attached to
the subject but is based on the double horizons of different dimensions,
avoiding the sociality of meaning regressing to an atomic-like subject
(Luhmann, 2021: 126). "This means that everything done by the theory of
(Habermas-style) intersubjectivity founders here" (Luhmann, 2021: 127).
Building on this, Luhmann introduces the
concept of double contingency and breaks down communication into unstable forms
that accompany choice: information, notification, and understanding. The
"trichotomy" of communication is not originally from Luhmann; Luhmann
also acknowledges that similar trichotomies can be found in the works of Buhle,
Austin, and even Habermas (Luhmann, 1992). However, the difference lies in the
fact that they all view communication as the action of the subject, assuming that
communication is whether the successful transmission of information is achieved
or not. On the contrary, Luhmann always emphasizes the instability of
communication, where every choice is accompanied by contingency, and
communication realization belongs to double contingency; communication itself
reproduces communication, not the action of the subject. Therefore,
communication itself has no goal to speak of, nor can it be said to end; it is
just that Habermas misunderstands communication as an action that ends with
consensus (Luhmann, 1992). In fact, communication does not need consensus and
can even be self-contradictory because paradoxical communication is also
meaningful to the observer (Luhmann, 2012: 49). Compared to Habermas's lifelong
pursuit of consensus, in Luhmann's view, "communication only begins when
information and notification actions are observed as differences and give rise
to the next step of choices" (Luhmann, 2021: 188). In other words, the
communication envisioned by Habermas still starts with the subject and tries to
use communication to solve the epistemological problems of subject philosophy.
However, essentially, if communication ends with intersubjective consensus,
communication can only be limited to the verbal actions of the subject, which
inevitably strips the rich connotation of communication and reduces it to a
linguistic variant of Parsons's action theory. Luhmann does not believe that
people cannot observe communication in daily life but emphasizes that these
observations are actually rooted in "action" rather than
"communication" (Luhmann, 2021: 210-211). In connection with the
three forms mentioned above, communication is a comprehensive choice based on
differences, and action is actually the attribution of communication (Luhmann,
2021: 221-222). The social system can only attribute the communication found at
the observational level to a series of actions, and communication cannot be
traced back like action because "communication cannot be directly
observed, but can only be inferred" (Luhmann, 2021: 210-211).
By reinterpreting the various elements of
communication, Luhmann constructs a communication theory in "Social
System" that is different from conventional understanding. But why he risk
being misunderstood as negating communication and go to great lengths to
construct a counter-intuitive communication theory? In Luhmann's view, if
communication and action are not distinguished, then communication, which
contains a series of uncertain choices, would be simplified into a linear and
monotonous chain of actions (Luhmann, 2021: 210). In the operation of social
systems, communication is precisely the process of placing the differences
between the system and the environment within the system for self-reproduction,
thereby achieving the system's self-observation and reference (Luhmann, 2012:
53). Therefore, if communication and action are confused, the operation of
psychological systems and social systems would be indistinguishable, and we
would have to fall back into the subject predicament of the mind-body dualism.
In fact, Luhmann also tried to explain society by considering action as the
basic element of the system, but after several attempts, he still ran aground
(Zheng Zuoyu, 2022). He then strictly distinguished communication from action
and regarded communication as the only mode of social operation (Luhmann, 2012:
42).
This also involves Luhmann's thinking about
the interconnection between the subject and the world. Although Husserl,
Schutz, and Habermas have successively attempted to explain the sociality of
the subject and the construction of society based on intersubjectivity,
communicative action, and consensus, in Luhmann's view, this only puts the
problem back into the vague "culture" again, still lacking sufficient
explanation (Luhmann, 2021: 151-152). In response, Luhmann radically abandons
the subject and turns to discuss this issue from the three main systems:
"psychological system," "social system," and
"physiological system." From the perspective of systems theory, "it
is not the world that determines the meaning of the system, but the system that
determines the meaning of the world, and thus its reality" (Moeller, 2006:
71). Traditional communication theory naturally cannot match this, because
action originates from the social system, and the social system needs an
indivisible element for itself as the foundation for construction (i.e.,
communication as defined by Luhmann). Communication must be independent of
action; communication exists as the constructive level of the social system,
while action is only established at the observational level, helping the social
system to reduce complexity (Luhmann, 2021: 184-185).
In summary, Luhmann and Habermas have
established grand theoretical systems during this period. In the process of
constructing their respective theories, they responded to criticism on one
hand, and on the other hand, they incisively pointed out each other's
shortcomings. Although Luhmann and Habermas had fierce debates around
communication, their theoretical appeals mainly concern different critical
paths in subject philosophy. Indeed, the communication theory constructed by
Luhmann during this period defies common sense, strictly distinguishing between
communication and action, and negating communication at the observational
level, but Luhmann did not deny the possibility of communication, nor did he
ignore everyday communication (in his view, this should be action, and its core
is communication). Habermas's critique of Luhmann's view of communication is not
about "denying communication," but rather about Luhmann's
underestimation of the unique significance of language in communication.
In fact, Luhmann and Habermas continue the
core of the first phase of their confrontation: critically examining the subject
in the process of communication from different paths. After introducing the
concept of autopoiesis, Luhmann quite comprehensively explained how social
systems achieve the unity of closure and openness through meaning and
communication in the interpenetration with other systems. Habermas also
replaced the objective recognition paradigm subject of consciousness philosophy
with the communicative subject after establishing speech rules (Wu Xingming, Lu
Yingfu, 2018: 237-239). Luhmann and Habermas form quite different critiques of
the subject in the process of communication, which constitutes the core issue
of ideological contention. Whether it is "The Theory of Communicative
Action" or "The Philosophical Discourse of Modernity," Habermas
criticizes Luhmann's substitution of systems for subjects from the theoretical
content and ideological levels in his monographs. In his view, taking systems
as the basis of social theory can avoid the difficulties of subjective and
objective idealism at the metaphysical level, but this has actually shifted
from metaphysics to meta-biology, which is essentially a retreat from the
critique of rationality (Habermas, 2018: 413-416). Luhmann still criticizes
Habermas's overemphasis on rationality in his important work "Social Theory"
before his death, and points out through the history of rationality that the
premise of social theory must be based on individual rationality, which is
precisely the blind spot of humanists (Luhmann, 2012: 100-102), because
communication theory does not need to take rationality as a core element
(Luhmann, 2012: 120). When Luhmann wrote the preface for "Interpreting
Luhmann: An Introduction to Systems Theory's Keywords," he advocated that
the society of the Enlightenment period has long passed, and various value
standards as the basis of rationality have dissolved, and the current task of
scholars is to depict society (Baraldi, Corsi, Esposito, 2021: 13).
As Bing Kai mentioned in the preface to the
translation of Luhmann's "Sociological Theory of Law," "While
Habermas claims to continue Kant's 'project of enlightenment,' Luhmann, in
contrast, claims the 'enlightenment of sociology'" (Luhmann, 2013: 4).
Habermas and Luhmann have chosen entirely different critical paths to reflect
on subject philosophy, but both have unanimously placed communication at the
core of their respective critical paths. The different interpretations of the
subject in the process of communication naturally become the focal point of
criticism and an eternal theme of intellectual contention.
4 Epilogue:
The Echoes of Intellectual Debates
As stated at the beginning, this article
does not aim to draw a conclusive conclusion by revisiting the intellectual
debate between Luhmann and Habermas. Instead, it hopes to present the
communication ideas involved in the decades-long intellectual debate between
Luhmann and Habermas, to explore from the perspective of the history of
communication thought what core issues Luhmann and Habermas have been arguing
about for decades, and where their theoretical appeals are directed.
Although Luhmann has been labeled with
"incommunicability" by existing research, revisiting the decades-long
intellectual debate between Luhmann and Habermas shows that both, in their
early and mature theoretical periods, regarded communication as the cornerstone
of social theory and did not form a debate based on "whether communication
is possible or not." Luhmann's communication thought system is
counterintuitive, closely linking communication with systems and environments
(rather than human subjects), and advocating that communication cannot be
directly observed and can only be attributed to actions. So, does Luhmann, who
advocates systems, really deny human communication? Indeed, "Humans cannot
communicate, only communication can communicate" (Luhmann, 1996) is a
famous assertion by Luhmann about communication, but this assertion should not
be viewed in isolation and should be understood within the framework of systems
theory. As shown earlier, Luhmann, unlike Habermas who promotes the
Enlightenment tradition, radically stops explaining based on humans as subjects
when dealing with the interconnection between subjects and the world, advocating
that systems determine the meaning of the world (Moeller, 2006: 71). In this,
the reason for the formation of society is no longer based on the consensus,
shared values, and harmonious unity of the lifeworld advocated by Parsons and
Habermas, but on the self-reference of social systems to their own differences
with the environment (Luhmann, 2012: xiv). The self-reference of social systems
relies on communication. Recursively closed social systems operate based on
communication and form structural coupling with psychological systems and
physiological systems through meaning, placing differences within the social
system to regenerate the boundaries between the system and the environment,
achieving autopoiesis (Luhmann, 1996).
Furthermore, although Luhmann takes systems
as the starting point for social theory, he does not ignore the human practices
in daily life (Luhmann, 2021: 210-211). By considering humans as an important
environment for the operation of various systems, Luhmann is not denying
humanity but pursuing diversity, thus abandoning the humanist illusion of
uniting body, mind, and communication (Moeller, 2006: 98). With communication
as a core element of the social system, Luhmann avoids confusing communication
with action because daily communication should be attributed to action at the
observational level, not communication itself; the latter should be understood
as a pure synthesis of choices, assisting the system in achieving
self-observation and self-regeneration (Luhmann, 2021: 221-222). This is not
anti-humanism but a theoretical requirement for constructing social theory
(Luhmann, 2012: 12). In this regard, one might refer to Luhmann's famous
haircut joke: If society is made up of people, then does a person going to a
barbershop and getting a haircut remove some parts of society (Boghaus, 2016:
86)? As Bolz said when evaluating the anti-humanist tendency of Luhmann's
systems theory, "Only a thoroughly anti-humanist theory can take
individuals seriously; expelling people from sociology, in turn, creates space
for many individuals" (Bolz, 2010). Combining the theoretical appeals of both,
the critique of the subject in the process of communication is where the deep
contention lies in the intellectual debate between Luhmann and Habermas. From
the early co-authored "The Theory of Society or Social Technology" to
the later theoretical masterpieces "The Theory of Communicative
Action," "The Philosophical Discourse of Modernity,"
"Social System," and "Social Theory," Luhmann and Habermas
have always explored how to break through the subject predicament of subject
philosophy based on communication and reshape social theory. In response,
Habermas's answer is a rational subject based on linguistic and action
capabilities. While Luhmann more radically eliminates the subject, grounding
social theory on systems and their environments. Although the two have chosen
very different critical paths, how to critique and reconstruct the subject in
the process of communication remains the focal point of their critique of
subject philosophy.
Furthermore, revisiting the confrontation
between Luhmann and Habermas on the subject of communication from the
perspective of the history of communication thought, what insights does it
offer for communication studies? The thinking of Luhmann and Habermas on the
subject is highly subversive to social sciences (Huang Zhongdi, 2016), and
revisiting their intellectual debate helps us shift our focus from
"whether communication is possible" to the critique of the subject in
the process of communication, thereby gaining a deeper understanding of their
communication thoughts. In terms of Habermas's contribution to communication
research, existing studies have pointed out that Habermas's intellectual system
is often presented in a fragmented manner, with the concept of the public
sphere appearing in a large number of communication studies, but other
theoretical concepts are still less favored by communication researchers (Su
Jing, 2018). Starting again from Habermas's most fundamental thoughts on the
subject of communication should be an important path for communication researchers
to comprehensively understand Habermas. In contrast, in the field of local
journalism and communication research, the few discussions about Luhmann often
refer to his anti-humanism and incommunicability (Li Yufu, Cai Yukun, 2012; Ge
Xing, 2012; Bian Donglei, 2016). Due to Luhmann's long-term neglect in the
North American academic community, which emphasizes humanistic traditions
(Moeller, 2011: 32), local research, deeply influenced by the North American
academic community, cannot help but keep a respectful distance from the
abstruse Luhmann. Therefore, for various reasons, the local academic community
has not paid enough attention to the rich implications of Luhmann's systems
theory for communication research. In fact, Luhmann's subversive thinking on communication
and the subject can form a highly academically tense theoretical dialogue with
the current trend of "material turn," such as non-human communication
(Jansen, 2016), and mediatization theory (Kunelius, Reunanen, 2016). As Huang
Dan said when evaluating "The Reality of Mass Media," "It is in
this sense that Luhmann has pried loose the existing foundations of the
journalism and communication discipline" (Huang Dan, 2020).
Although the critiques and debates of the
subject of communication by Habermas and Luhmann originated in the context of
traditional media, in today's era of smart media prevalence, the critique of
the subject in the communication process has become increasingly important.
From AlphaGo to ChatGPT, new types of artificial intelligence have prompted the
academic community to re-examine the role of media technology objects in
communication phenomena. In this context, new theories related to the
materiality of media have emerged in recent research, such as Hepp's
mediatization theory and Kittler's media ontology. While these new theories
critically examine the relationship between humans and media, they also point
to a crisis of the subject of communication. In fact, whether it is the
interaction between humans and artificial intelligence or between artificial
intelligences, it has not escaped the realm of communication. Building on the
previous text, the discussion of the "human-media" relationship needs
to return to the "meta-questions" of communication and the subject.
In this regard, Habermas and Luhmann's critiques of the subject in the
communication process are enlightening in terms of ontology and epistemology.
The contemplation of the "subject-object" relationship between humans
and media in the communication process can form a theoretical dialogue with the
intellectual resources of their critiques of the subject. For example, media
materiality research often emphasizes the subject attributes of media in the
communication process. If viewed from the theoretical perspectives of Habermas
and Luhmann, this may not have escaped the epistemological predicament of the a
priori subject, still deeply entrenched in the dichotomy of subject and object.
Combined with recent research on the communication process between humans and
media (Bolin, 2024), Luhmann and Habermas's different interpretations of
communication and action also provide new perspectives on whether to view
communication and action as one or to strictly distinguish between the two,
which has become a complex and important issue in current research that
increasingly emphasizes the subjectivity of media. Of course, the most direct
change is in the "questions" asked. As questions are the "concentrated
expression of the researcher's own insights" (Huang Dan, 2020), changes in
the angle of questioning give rise to new understandings of empirical
phenomena. For instance, starting from Luhmann's critique of the subject of
communication, common questions about artificial intelligence as a subject (or
object) in communication can be transformed into "how artificial
intelligence operates as a system," breaking free from the shackles of
subject (or object), and recognizing empirical phenomena from a completely
different perspective.
Due to space limitations, this article
cannot cover all aspects of the insights that Habermas's and Luhmann's grand
theoretical systems offer to communication studies. The aim is simply to
re-visit, from the perspective of the history of communication thought, the
decades-long intellectual debate between the two, to explore the core of their
confrontation and their theoretical demands, and to provide an "entry
point" for more scholars to consider communication research based on the
thought systems of these two masters.